RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R•••••• R••••
- C•••••• G•••• P•••••• C••••• S•••••••• I••• independent RIA currentsince Aug 13, 2026 · Chicago , Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 24, 2011 to Jul 27, 2026 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseJul 3, 2008 to Mar 15, 2011 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• G•••• P•••••• C••••• S•••••••• I•••left Jul 27, 2026, registered Aug 13, 2026 (17 days) · Wirehouse to independent RIA
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 15, 2011, registered Mar 24, 2011 (9 days) · Wirehouse to wirehouse
- J•••••• R•••••• R•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• G•••• P•••••• C••••• S•••••••• I••• (registered 2026-08-13)Jul 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address