RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• B••• T•••••
- A••••••••• L•• independent RIA currentsince Feb 28, 2019 · Los Angeles, Ca
- G•••••••• G••••• A••••••• L•• formerAug 16, 2013 to Jan 4, 2018 · Lehi, Ut
- P••••••• G••••• A•••••••• I••• formerJan 31, 2013 to Mar 25, 2013 · Irvine, Ca
- L•• F•••••••• I••• formerSep 29, 2004 to Feb 1, 2008 · San Jose, Ca
- L••••• W••• C•••••• M••••••••• I••• unclassifiedOct 1, 2001 to Sep 30, 2004 · Los Angeles, Ca
- G•••••••• G••••• A••••••• L•• to A••••••••• L••left Jan 4, 2018, registered Feb 28, 2019 (420 days) · Other
- P••••••• G••••• A•••••••• I••• to G•••••••• G••••• A••••••• L••left Mar 25, 2013, registered Aug 16, 2013 (144 days) · Other
- L•• F•••••••• I••• to P••••••• G••••• A•••••••• I•••left Feb 1, 2008, registered Jan 31, 2013 (1826 days) · Other
- L••••• W••• C•••••• M••••••••• I••• to L•• F•••••••• I•••left Sep 30, 2004, registered Sep 29, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address