DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• W•••• A•••••••

M•••••••• A••••••• G••••• L••state registeredWashington, IlIA-onlyIAPD 2736425

Feed of 09/14/2026

At current firm

6 y

since Jul 2, 2020

In the industry

30 y

since May 9, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••••• A••••••• G••••• L•• state registered current
since Jul 2, 2020 · Washington, Il
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Nov 17, 2010 to Jul 2, 2020 · Washington, Il
B••••• I••••••••• A••••••• L•• unclassified
Feb 10, 2009 to Nov 5, 2010 · Chicago, Il
L•• F•••••••• L•• BD affiliated
Nov 22, 2005 to Feb 12, 2009 · Peoria, Il
E•••••••• A•••••••• L•• national BD
Mar 23, 2000 to Nov 30, 2005 · Peoria, Il

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to M•••••••• A••••••• G••••• L••
left Jul 2, 2020, registered Jul 2, 2020 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
B••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 5, 2010, registered Nov 17, 2010 (12 days) · Other
L•• F•••••••• L•• to B••••• I••••••••• A••••••• L••
left Feb 12, 2009, registered Feb 10, 2009 (-2 days) · Other
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Nov 30, 2005, registered Nov 22, 2005 (-8 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address