DFX Intelligence
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Registered advisor
V•••••• F•••••• L••••
Feed of 09/14/2026
Also filed as V•••• L••••••••• F• L••••••••• L••••••••• F•••••• L••••••••• F• L••••
At current firm
0 y
since Dec 18, 2025
In the industry
26 y
since Dec 21, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 18, 2025 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedNov 24, 2009 to Dec 23, 2025 · Lafayette, La
- C•••• I••••••••• S••••••• C•••• formerMar 15, 2007 to Nov 24, 2009 · Lafayette, La
- B••• O•• S••••••••• C••••••••• unclassifiedNov 19, 2003 to Nov 20, 2003 · New Orleans, La
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 23, 2025, registered Dec 18, 2025 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Nov 24, 2009, registered Nov 24, 2009 (0 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Nov 20, 2003, registered Mar 15, 2007 (1211 days) · Other
Signals
- ••• LockedDec 23, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address