RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••••• H•••••••
- O•••• W••••• M••••••••• L•• state registered currentsince Sep 30, 2025 · Richardson, Tx
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Jul 11, 2025 · Plano, Tx
- P•••• S••••••••• L•• no RAUMOct 7, 2020 to Nov 14, 2024 · Plano, Tx
- L•• E••••••••• L•• to O•••• W••••• M••••••••• L••left Jul 11, 2025, registered Sep 30, 2025 (81 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- T••••• A••••• H••••••• left L•• E••••••••• L•• for O•••• W••••• M••••••••• L•• (registered 2025-09-30)Jul 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address