RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• S••• M•••••
- E••••••• R••••••• A•• I•••••••• S••••••••• L•• state registered currentsince Jan 5, 2026 · Chula Vista, Ca
- E••••••• R••••••• A•• I•••••••• S••••••••• L•• state registeredNov 4, 2010 to Dec 31, 2010 · Chula Vista, Ca
- E••••••• R••••••• A•• I•••••••• S••••••••• L•• state registeredMar 20, 2008 to Dec 31, 2009 · San Diego, Ca
- G•••••••• I••••••••• M••••••••• I••• unclassifiedMar 3, 2005 to Sep 21, 2007 · San Diego, Ca
- X•••• F•••••••• P•••••••• I••• unclassifiedMay 10, 2004 to Dec 31, 2004 · San Diego, Ca
- G•••••••• I••••••••• M••••••••• I••• to E••••••• R••••••• A•• I•••••••• S••••••••• L••left Sep 21, 2007, registered Mar 20, 2008 (181 days) · Other
- X•••• F•••••••• P•••••••• I••• to G•••••••• I••••••••• M••••••••• I•••left Dec 31, 2004, registered Mar 3, 2005 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address