RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• L•••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 4, 2017 · Valencia, Pa
- N•••••••• A•••••••• I••• formerOct 31, 2011 to Dec 31, 2018 · Cranberry Township, Pa
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedDec 16, 2004 to Oct 15, 2008 · Cranberry Township, Pa
- N•••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 31, 2018, registered Oct 4, 2017 (-453 days) · Other · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to N•••••••• A•••••••• I•••left Oct 15, 2008, registered Oct 31, 2011 (1111 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address