DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Wayne Wingard
Feed of 09/14/2026
At current firm
5 y
since Aug 4, 2021
In the industry
30 y
since Jun 3, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Csenge Advisory Group, LLC independent RIA currentsince Aug 4, 2021 · Clearwater, Fl
- Lion Street Advisors, LLC formerApr 13, 2017 to Oct 2, 2024 · Dallas, Tx
- Ips Advisors formerAug 31, 2015 to Dec 31, 2016 · Dallas, Tx
- MML Investors Services, LLC BD affiliatedJun 4, 1996 to Sep 3, 2015 · Dallas, Tx
- Hfg Advisors, L.L.C. unclassifiedJun 4, 1996 to Dec 31, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Lion Street Advisors, LLC to Csenge Advisory Group, LLCleft Oct 2, 2024, registered Aug 4, 2021 (-1155 days) · Affiliated broker-dealer or bank to independent RIA
- Ips Advisors to Lion Street Advisors, LLCleft Dec 31, 2016, registered Apr 13, 2017 (103 days) · Other
- MML Investors Services, LLC to Ips Advisorsleft Sep 3, 2015, registered Aug 31, 2015 (-3 days) · Other
- Hfg Advisors, L.L.C. to MML Investors Services, LLCleft Dec 31, 2006, registered Jun 4, 1996 (-3862 days) · Other
Signals
- Stephen Wayne Wingard left Lion Street Advisors, Llc for Csenge Advisory Group, Llc (registered 2021-08-04)Oct 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address