RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• K•••••• H•••
- V•• C•••••• W••••• M••••••••• L•• independent RIA currentsince Feb 18, 2025 · Bellevue, Ne
- B••••• T••••••• W••••• unclassifiedJan 4, 2022 to Apr 15, 2025 · Bennet, Ne
- L•• F•••••••• L•• BD affiliatedJul 21, 2021 to Dec 22, 2021 · Overland Park, Ks
- W•••••• • R••• formerSep 1, 2017 to Jul 21, 2021 · Savage, Mn
- D•••••• W••••• S••••••••• L•• unclassifiedFeb 4, 2013 to Dec 31, 2013 · Dakota Dunes, Sd
- S••••• F•••••••• S•••••••• I••• formerJun 27, 2000 to Jul 1, 2005 · Omaha, Ne
- B••••• T••••••• W••••• to V•• C•••••• W••••• M••••••••• L••left Apr 15, 2025, registered Feb 18, 2025 (-56 days) · Other · moved with a team
- L•• F•••••••• L•• to B••••• T••••••• W•••••left Dec 22, 2021, registered Jan 4, 2022 (13 days) · Other
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- D•••••• W••••• S••••••••• L•• to W•••••• • R•••left Dec 31, 2013, registered Sep 1, 2017 (1340 days) · Other
- S••••• F•••••••• S•••••••• I••• to D•••••• W••••• S••••••••• L••left Jul 1, 2005, registered Feb 4, 2013 (2775 days) · Other
- R••••• K•••••• H••• left B••••• T••••••• W••••• for V•• C•••••• W••••• M••••••••• L•• (registered 2025-02-18)Apr 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address