DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Peter Traba

Strategy Asset Managers L.L.C.independent RIAPasadena, Cadual registrantIAPD 2749525

Feed of 09/14/2026

Also filed as Joseph Traba

At current firm

6 y

since Feb 3, 2020

In the industry

29 y

since Jun 16, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Investment Officerreportedstrategyassetmanagers.comfirm site, Sep 15, 2026
Years, as the firm states: 25reportedstrategyassetmanagers.com“Joseph has over 25 years of experience in portfolio management, equity/fixed income trading, research, marketing and wealth management.”
Professional profile: linkedin.com/in/joseph-traba-638691reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Professional profile: strategyassetmanagers.com/team/joseph-trabareportedstrategyassetmanagers.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Strategy Asset Managers L.L.C. independent RIA current
since Feb 3, 2020 · Pasadena, Ca
Stonemark Wealth Management independent RIA
Sep 21, 2011 to Feb 24, 2020 · Pasadena, Ca
Wespac Advisors, LLC other
Mar 2, 2010 to Jan 11, 2012
Hilltop Securities Inc. BD affiliated
Dec 10, 2008 to Jun 22, 2009 · Sherman Oaks, Ca
M.L. Stern & Co., LLC. unclassified
May 17, 2004 to Dec 31, 2008 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

Stonemark Wealth Management to Strategy Asset Managers L.L.C.
left Feb 24, 2020, registered Feb 3, 2020 (-21 days) · RIA to RIA
Wespac Advisors, LLC to Stonemark Wealth Management
left Jan 11, 2012, registered Sep 21, 2011 (-112 days) · Other
Hilltop Securities Inc. to Wespac Advisors, LLC
left Jun 22, 2009, registered Mar 2, 2010 (253 days) · Other
M.L. Stern & Co., LLC. to Hilltop Securities Inc.
left Dec 31, 2008, registered Dec 10, 2008 (-21 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address