G••••••• K••• N••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 1, 2024 · Plainview, Ny
• C•••••• S••••• • C••• I••• national BD
  Jan 26, 2022 to Oct 23, 2023 · Lake Grove, Ny
• T• A••••••••• I••••••••• M••••••••• L•• former
  Jun 4, 2013 to Sep 7, 2023 · Merrick, Ny
• T• A••••••••• I••• former
  Jun 4, 2013 to Oct 14, 2022 · Garden City, Ny
• N••••••••• P••••••• A••••••••• I••• unclassified
  Mar 28, 2002 to Apr 14, 2004 · Syosset, Ny

• C•••••• S••••• • C••• I••• to L•• F•••••••• L••
  left Oct 23, 2023, registered Feb 1, 2024 (101 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
  left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Oct 14, 2022, registered Jun 4, 2013 (-3419 days) · corporate re-registration, not a move
• N••••••••• P••••••• A••••••••• I••• to T• A••••••••• I•••
  left Apr 14, 2004, registered Jun 4, 2013 (3338 days) · Other

• ••• Locked
  Oct 23, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address