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Registered advisor
J••• A•••••• J••••••
Feed of 09/14/2026
Also filed as J••• A•••••• J••••••
At current firm
6 y
since Jan 13, 2020
In the industry
21 y
since Jun 14, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• I••••••••• I••• BD affiliated currentsince Jan 13, 2020 · Muskogee, Ok
- L•• F•••••••• L•• BD affiliatedJul 21, 2009 to Feb 12, 2020 · San Diego, Ca
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 17, 2006 to Jul 21, 2009 · Tahlequah, Ok
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Feb 12, 2020, registered Jan 13, 2020 (-30 days) · Affiliated broker-dealer or bank to another
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 21, 2009, registered Jul 21, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address