RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• A••••• S••••
- S•••••• V••••• W••••• M••••••••• S••••••••• I••• former currentsince Jan 1, 2026 · San Jose, Ca
- S•••••• V••••• W••••• M••••••••• S••••••••• I••• formerJan 6, 2012 to Dec 31, 2017 · San Jose, Ca
- A•••• S••••••••• • M••••••••• I•• formerApr 19, 2007 to Feb 10, 2012 · Campbell, Ca
- E•••••••• A••••••• I•• unclassifiedJan 6, 2005 to Apr 19, 2007 · Campbell, Ca
- A•••••• A••••••• S••••••• formerMar 5, 2002 to Jan 26, 2005 · San Jose, Ca
- A•••• S••••••••• • M••••••••• I•• to S•••••• V••••• W••••• M••••••••• S••••••••• I•••left Feb 10, 2012, registered Jan 6, 2012 (-35 days) · Other
- E•••••••• A••••••• I•• to A•••• S••••••••• • M••••••••• I••left Apr 19, 2007, registered Apr 19, 2007 (0 days) · Other
- A•••••• A••••••• S••••••• to E•••••••• A••••••• I••left Jan 26, 2005, registered Jan 6, 2005 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address