RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• state registered currentsince Nov 4, 2025 · Casco, Wi
- G••••••• F•••••••• unclassifiedMay 28, 2019 to Feb 10, 2026 · Luxemburg, Wi
- C•••• H••• A••••••••• L•• formerJul 3, 2017 to Jan 25, 2019 · Sturgeon Bay, Wi
- C•••••• A•••• M••••••••• L•• formerJul 17, 2014 to Jun 28, 2017 · Chicago, Il
- L•• F•••••••• L•• BD affiliatedOct 9, 2013 to Jul 24, 2014 · Green Bay, Wi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedApr 19, 2011 to Oct 10, 2011 · Greenbay, Wi
- G••••••• F•••••••• to L•• F•••••••• L••left Feb 10, 2026, registered Nov 4, 2025 (-98 days) · Other
- C•••• H••• A••••••••• L•• to G••••••• F••••••••left Jan 25, 2019, registered May 28, 2019 (123 days) · Other · moved with a team
- C•••••• A•••• M••••••••• L•• to C•••• H••• A••••••••• L••left Jun 28, 2017, registered Jul 3, 2017 (5 days) · Other
- L•• F•••••••• L•• to C•••••• A•••• M••••••••• L••left Jul 24, 2014, registered Jul 17, 2014 (-7 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Oct 10, 2011, registered Oct 9, 2013 (730 days) · corporate re-registration, not a move
- L•••• N• B••••••• left G••••••• F•••••••• for L•• F•••••••• L•• (registered 2025-11-04)Feb 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address