RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• E••••• P••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 25, 2026 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 5, 2025 to Jul 6, 2026 · Richardson, Tx
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Frisco, Tx
- 1•• G••••• A••••••• I•• formerSep 11, 2015 to Oct 25, 2019 · Gainesville, Ga
- O•••• F•• I••• formerMay 27, 2014 to Aug 25, 2015 · Dallas, Tx
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 22, 2013 to Mar 26, 2014 · Plano, Tx
- L•• F•••••••• L•• BD affiliatedOct 1, 2012 to Dec 3, 2013 · Plano, Tx
- 1•• G••••• A••••••• I•• formerMay 2, 2007 to Aug 6, 2012 · Dallas, Tx
- P•••• S••••••••• L•• no RAUMMay 3, 2002 to Nov 9, 2004 · Irving, Tx
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jul 6, 2026, registered Jun 25, 2026 (-11 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to 1•• G••••• A••••••• I••left Aug 25, 2015, registered Sep 11, 2015 (17 days) · Other
- S•••••• W••••• P•••••••• L•• to O•••• F•• I•••left Mar 26, 2014, registered May 27, 2014 (62 days) · Other
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Dec 3, 2013, registered Jan 22, 2013 (-315 days) · Other
- 1•• G••••• A••••••• I•• to L•• F•••••••• L••left Aug 6, 2012, registered Oct 1, 2012 (56 days) · Other
- P•••• S••••••••• L•• to 1•• G••••• A••••••• I••left Nov 9, 2004, registered May 2, 2007 (904 days) · Other
- D••• E••••• P•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-06-25)Jul 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address