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Registered advisor
R••••• M•••••• Z•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
30 y
since Jul 12, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Waukesha, Wi
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2020 to Jun 14, 2024 · Brookfield, Wi
- S•• A•••••••• I••• formerSep 18, 2012 to Sep 18, 2020 · Brookfield, Wi
- L•• F•••••••• L•• BD affiliatedNov 20, 2008 to Oct 8, 2012 · Brookfield, Wi
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJul 16, 2002 to Jul 29, 2005 · Brookfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S•• A•••••••• I•••left Oct 8, 2012, registered Sep 18, 2012 (-20 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 29, 2005, registered Nov 20, 2008 (1210 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address