DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kris Eric Tower
Certified Financial Planner
Feed of 09/15/2026
At current firm
11 y
since Jan 15, 2015
In the industry
30 y
since Aug 2, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Oct 11, 2024 · Denver, Co
- Novem Group independent RIA currentsince Jan 15, 2015 · Denver, Co
- American Portfolios Advisors, Inc formerFeb 16, 2006 to Oct 11, 2024 · Holbrook, Ny
- Northeast Asset Management LLC formerApr 23, 2004 to Feb 16, 2006 · Denver, Co
- Lloyd, Scott & Valenti, Ltd. unclassifiedNov 25, 2003 to Jan 22, 2004 · Denver, Co
- Choreo, LLC independent RIAMar 21, 2003 to May 13, 2003 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- American Portfolios Advisors, Inc to Novem Groupleft Oct 11, 2024, registered Jan 15, 2015 (-3557 days) · Other · moved with a team
- Northeast Asset Management LLC to American Portfolios Advisors, Incleft Feb 16, 2006, registered Feb 16, 2006 (0 days) · Other
- Lloyd, Scott & Valenti, Ltd. to Northeast Asset Management LLCleft Jan 22, 2004, registered Apr 23, 2004 (92 days) · Other
- Choreo, LLC to Lloyd, Scott & Valenti, Ltd.left May 13, 2003, registered Nov 25, 2003 (196 days) · Other
Signals
- Kris Eric Tower left American Portfolios Advisors, Inc for Novem Group (registered 2015-01-15)Oct 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address