RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• H••••• Z•••
- B••• G••••• • C••••••• I••• independent RIA currentsince Aug 20, 2026 · Orange, Ca
- F•• W••••• M••••••••• L•• unclassifiedDec 21, 2023 to Aug 17, 2026 · Madison, Ms
- F•• W••••• M••••••••• L•• unclassifiedOct 21, 2021 to Dec 31, 2021 · Madison, Ms
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 8, 2010 to Jul 18, 2018 · Ridgeland, Ms
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Mar 16, 2010 · Jackson, Ms
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedJul 10, 2003 to Feb 13, 2007 · Birmingham, Al
- A•••••• I••••••••• S•••••••• I••• unclassifiedMar 3, 2003 to Jul 10, 2003 · Jackson, Ms
- F•• W••••• M••••••••• L•• to B••• G••••• • C••••••• I•••left Aug 17, 2026, registered Aug 20, 2026 (3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•• W••••• M••••••••• L••left Jul 18, 2018, registered Oct 21, 2021 (1191 days) · Other
- M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 16, 2010, registered Mar 8, 2010 (-8 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
- A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Jul 10, 2003, registered Jul 10, 2003 (0 days) · corporate re-registration, not a move
- F•••• H••••• Z••• left F•• W••••• M••••••••• L•• for B••• G••••• • C••••••• I••• (registered 2026-08-20)Aug 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address