DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Klopfenstein
Feed of 09/14/2026
Also filed as Mark Alan Klopfenstein
At current firm
0 y
since Sep 9, 2026
In the industry
26 y
since Jan 6, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Venture Visionary Partners LLC independent RIA currentsince Sep 9, 2026 · Sylvania, Oh
- Strategic Investment Advisors, LLC formerSep 8, 2005 to Oct 25, 2019 · Sylvania, Oh
- Walnut Street Securities, Inc. formerJul 7, 2004 to Aug 16, 2005 · Toledo, Oh
- Savage And Associates, Inc. unclassifiedJun 7, 2004 to Aug 18, 2005 · Toledo, Oh
- Walnut Street Advisers Inc unclassifiedJun 12, 2001 to Aug 16, 2005 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- Strategic Investment Advisors, LLC to Venture Visionary Partners LLCleft Oct 25, 2019, registered Sep 9, 2026 (2511 days) · RIA to RIA
- Savage And Associates, Inc. to Walnut Street Securities, Inc.left Aug 18, 2005, registered Jul 7, 2004 (-407 days) · Other
- Walnut Street Advisers Inc to Savage And Associates, Inc.left Aug 16, 2005, registered Jun 7, 2004 (-435 days) · Other
- Walnut Street Securities, Inc. to Strategic Investment Advisors, LLCleft Aug 16, 2005, registered Sep 8, 2005 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address