C••••••••• M•••••• B••••

C••••• I••••••••• A••••••• L••BD affiliatedEugene, Ordual registrantIAPD 2767425

Feed of 09/14/2026

Also filed as C•••• B••••

At current firm

3 y

since Jun 29, 2023

In the industry

29 y

since Nov 20, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · Eugene, Or
S••••• F•••••••• G•••• I•• former
Aug 25, 2017 to May 20, 2021 · Eugene, Or
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 4, 2006 to Oct 17, 2007 · Eugene, Or

Moves

a registration end followed by a registration begin elsewhere

S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
left May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to S••••• F•••••••• G•••• I••
left Oct 17, 2007, registered Aug 25, 2017 (3600 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address