RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• C••••••••• G••••
- S•••••••• A•••••• N•••••• independent RIA currentsince Jan 1, 2025 · San Diego, Ca
- A•••• G••••• I••••••••• unclassifiedJan 14, 2014 to Oct 10, 2024 · San Diego, Ca
- A•••• G••••• I••••••••• unclassifiedNov 20, 2012 to Dec 31, 2013 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 24, 2006 to Oct 5, 2009 · San Diego, Ca
- T• A••••••••• I••• formerMar 23, 2005 to Oct 5, 2009 · San Diego, Ca
- W••• I••••••••• I••• unclassifiedJul 13, 2004 to Mar 18, 2005 · Del Mar, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMar 29, 2001 to Jul 13, 2004 · San Diego, Ca
- A•••• G••••• I••••••••• to S•••••••• A•••••• N••••••left Oct 10, 2024, registered Jan 1, 2025 (83 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to A•••• G••••• I•••••••••left Oct 5, 2009, registered Nov 20, 2012 (1142 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 5, 2009, registered Apr 24, 2006 (-1260 days) · channel change inside one enterprise, not a move
- W••• I••••••••• I••• to T• A••••••••• I•••left Mar 18, 2005, registered Mar 23, 2005 (5 days) · Other
- A• G• E•••••• • S•••• I••• to W••• I••••••••• I•••left Jul 13, 2004, registered Jul 13, 2004 (0 days) · Other
- R•••••• C••••••••• G•••• left A•••• G••••• I••••••••• for S•••••••• A•••••• N•••••• (registered 2025-01-01)Oct 10, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address