DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael R Marsh

Princeton Global Asset Management LLCindependent RIAChevy Chase, Md IA-onlyIAPD 2770710

Feed of 09/15/2026

Also filed as Michael Raymond Marsh

At current firm

1 y

since Dec 2, 2024

In the industry

27 y

since Jan 26, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: National Managing Director, Nonprofit Investment Servicesreportedprincetonglobal.comfirm site, Sep 15, 2026
Business email: mmarsh@princetonglobal.comreportedprincetonglobal.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Princeton Global Asset Management LLC independent RIA current
since Dec 2, 2024 · Princeton, Nj
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 16, 2023 to Dec 2, 2024 · Bethesda, Md
Northern Trust Investments, Incorporated asset manager
Aug 26, 2015 to Sep 27, 2018 · Washington, Dc
Rockefeller & Co., Inc. former
Dec 1, 2011 to Apr 8, 2014 · New York, Ny
Lynx Investment Advisory, LLC independent RIA
Jan 28, 2008 to Oct 23, 2009 · Washington, Dc
Suntrust Investment Services, Inc. former
Feb 19, 2004 to Jan 19, 2005 · Washington, Dc
Merrill Lynch Investment Managers LP unclassified
Jan 26, 1999 to Jan 8, 2004 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to Princeton Global Asset Management LLC
left Dec 2, 2024, registered Dec 2, 2024 (0 days) · Wirehouse to independent RIA · moved with a team
Northern Trust Investments, Incorporated to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Sep 27, 2018, registered Mar 16, 2023 (1631 days) · Other
Rockefeller & Co., Inc. to Northern Trust Investments, Incorporated
left Apr 8, 2014, registered Aug 26, 2015 (505 days) · Other
Lynx Investment Advisory, LLC to Rockefeller & Co., Inc.
left Oct 23, 2009, registered Dec 1, 2011 (769 days) · Other
Suntrust Investment Services, Inc. to Lynx Investment Advisory, LLC
left Jan 19, 2005, registered Jan 28, 2008 (1104 days) · Other
Merrill Lynch Investment Managers LP to Suntrust Investment Services, Inc.
left Jan 8, 2004, registered Feb 19, 2004 (42 days) · Other

Signals

Michael R Marsh left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Princeton Global Asset Management Llc (registered 2024-12-02)
Dec 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address