RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• G•••••• B•••••••
- D•••• W•••••• A••••••••• I••• independent RIA currentsince Jun 2, 2016 · Portsmouth, Nh
- H•••••• C•••••• M••••••••• I•• formerMar 4, 2015 to Jun 1, 2016 · Concord, Nh
- R•••• L•••• C•••••• M••••••••• L•• unclassifiedApr 8, 2013 to Jun 6, 2013 · Newburyport, Ma
- H•••••• C•••••• M••••••••• I•• to D•••• W•••••• A••••••••• I•••left Jun 1, 2016, registered Jun 2, 2016 (1 days) · Other
- R•••• L•••• C•••••• M••••••••• L•• to H•••••• C•••••• M••••••••• I••left Jun 6, 2013, registered Mar 4, 2015 (636 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address