DFX Intelligence
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Registered advisor
J••• M••• H•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Jul 7, 2015
In the industry
30 y
since Jul 18, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 7, 2015 · Tupelo, Ms
- S••••• A••• A•••• M••••••••• I••• formerMay 1, 2009 to Jul 7, 2015 · Birmingham, Al
- S••••••• G•••• C•••••• unclassifiedJun 8, 2006 to Mar 11, 2009 · Tupelo, Ms
- E•• W••••• M••••••••• unclassifiedApr 14, 1999 to Jun 27, 2006 · Jackson, Ms
Moves
a registration end followed by a registration begin elsewhere
- S••••• A••• A•••• M••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 7, 2015, registered Jul 7, 2015 (0 days) · corporate re-registration, not a move
- S••••••• G•••• C•••••• to S••••• A••• A•••• M••••••••• I•••left Mar 11, 2009, registered May 1, 2009 (51 days) · Other
- E•• W••••• M••••••••• to S••••••• G•••• C••••••left Jun 27, 2006, registered Jun 8, 2006 (-19 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address