W•••• K••• G••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 14, 2018 · Rice Lake, Wi
• I••••• F•••••••• C••••••••• former
  Jun 25, 2010 to Feb 16, 2018 · Saint Croix Falls, Wi
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Oct 7, 2008 to Jun 25, 2010 · Amery, Wi

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
• U•••• F•••••••• S••••••• G••••• I••• to I••••• F•••••••• C•••••••••
  left Jun 25, 2010, registered Jun 25, 2010 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address