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Registered advisor
N••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as N••• M•••••
At current firm
0 y
since Oct 16, 2025
In the industry
28 y
since Aug 27, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 16, 2025 · Parsippany, Nj
- S••••• A•••• M••••••••• I••• unclassifiedOct 11, 2010 to Jul 31, 2015 · Florham Park, Nj
- L•• F•••••••• L•• BD affiliatedAug 12, 2010 to Jun 25, 2015 · Florham Park, Nj
- A•••••• A••••••• S••••••• formerMay 18, 2002 to Aug 12, 2010 · South Orange, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••• A•••• M••••••••• I••• to W•••• I••••••••• A•••••••• L••left Jul 31, 2015, registered Oct 16, 2025 (3730 days) · Other
- L•• F•••••••• L•• to S••••• A•••• M••••••••• I•••left Jun 25, 2015, registered Oct 11, 2010 (-1718 days) · Other
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left Aug 12, 2010, registered Aug 12, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address