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Registered advisor
T•••••• J•• W••••
Feed of 09/14/2026
Also filed as Tim Jay W••••
At current firm
4 y
since Jul 7, 2022
In the industry
29 y
since Oct 7, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 7, 2022 · Peoria, Az
- A••••••••• F•••••••• S•••••••• L•• national BDAug 4, 2017 to Nov 14, 2019 · Scottsdale, Az
- W•••••• • R••• formerJun 15, 2017 to Aug 16, 2017 · Shawnee Mission, Ks
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Nov 14, 2019, registered Jul 7, 2022 (966 days) · Affiliated broker-dealer or bank to independent RIA
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Aug 16, 2017, registered Aug 4, 2017 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address