RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 4, 2013 · Steubenville, Oh
- S••••••••• B•••••••• S••••••• state registeredApr 13, 2011 to May 23, 2013 · Carnegie, Pa
- W••••• S••••• S••••••••• I••• formerMay 7, 2008 to May 21, 2013 · Stubenville, Oh
- N•• E•••••• S••••••••• C••••••••• formerJan 19, 2006 to Nov 21, 2007 · Wintersville, Oh
- S••••••••• B•••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 23, 2013, registered Jun 4, 2013 (12 days) · Other
- W••••• S••••• S••••••••• I••• to S••••••••• B•••••••• S•••••••left May 21, 2013, registered Apr 13, 2011 (-769 days) · Other
- N•• E•••••• S••••••••• C••••••••• to W••••• S••••• S••••••••• I•••left Nov 21, 2007, registered May 7, 2008 (168 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address