RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• T•••••
- O•••• W•••••• I••• BD affiliated currentsince Sep 12, 2023 · Kenosha, Wi
- C•••••• G•••• • C• I•• formerJun 16, 2004 to Sep 7, 2023 · Kenosha, Wi
- P••••••••• E••••• G••••• L•• unclassifiedMay 8, 1998 to Jan 2, 2003 · Kenosha, Wi
- C•••••• G•••• • C• I•• to O•••• W•••••• I•••left Sep 7, 2023, registered Sep 12, 2023 (5 days) · Affiliated broker-dealer or bank to another
- P••••••••• E••••• G••••• L•• to C•••••• G•••• • C• I••left Jan 2, 2003, registered Jun 16, 2004 (531 days) · Other
- M•••••• J••• T••••• left C•••••• G•••• • C• I•• for O•••• W•••••• I••• (registered 2023-09-12)Sep 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address