DFX Intelligence
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Registered advisor
P••••••• C••••••
Feed of 09/14/2026
Also filed as P••••••• A••••• B••••••••• A••••• C••••••
At current firm
5 y
since Jan 8, 2021
In the industry
26 y
since Jan 17, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 29, 2026 · Mclean, Va
- W•••• F•••• A••••••• wirehouse currentsince Jan 8, 2021 · Mclean, Va
- M••••• S•••••• wirehouseJul 2, 2020 to Dec 17, 2020 · Mclean, Va
- W•••• F•••• A••••••• wirehouseDec 19, 2006 to Jan 22, 2020 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Dec 17, 2020, registered Jan 8, 2021 (22 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jan 22, 2020, registered Jul 2, 2020 (162 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address