RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•••••• D•••• V••••
- D••••• W•••••• L•• independent RIA currentsince Jan 2, 2024 · Mansfield, Ma
- C•• W••••• M••••••••• L•• independent RIANov 9, 2016 to Jan 18, 2024 · Scottsdale, Az
- L•• F•••••••• L•• BD affiliatedMay 31, 2011 to Nov 30, 2016 · Mansfield, Ma
- O•••• F•• I••• formerMay 14, 2004 to Jun 1, 2011 · Boston, Ma
- U•• F•••••••• S••••••• I••• wirehouseSep 23, 2002 to May 26, 2004 · Wellesley, Ma
- C•• W••••• M••••••••• L•• to D••••• W•••••• L••left Jan 18, 2024, registered Jan 2, 2024 (-16 days) · RIA to RIA
- L•• F•••••••• L•• to C•• W••••• M••••••••• L••left Nov 30, 2016, registered Nov 9, 2016 (-21 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Jun 1, 2011, registered May 31, 2011 (-1 days) · Other
- U•• F•••••••• S••••••• I••• to O•••• F•• I•••left May 26, 2004, registered May 14, 2004 (-12 days) · Other
- L•••• A•••••• D•••• V•••• left C•• W••••• M••••••••• L•• for D••••• W•••••• L•• (registered 2024-01-02)Jan 18, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address