DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• R•••••• W••••
Feed of 09/15/2026
Also filed as J•• W••••••••• R• W••••
At current firm
13 y
since Jun 11, 2013
In the industry
29 y
since May 12, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Jun 11, 2013 · Dallas, Tx
- W•• F•••••••• S•••••••• L•• unclassifiedFeb 1, 2006 to Jun 21, 2013 · Frisco, Tx
- W•• F•••••••• S•••••••• L•• unclassifiedMay 10, 2005 to Dec 31, 2005 · Frisco, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to May 24, 2005 · Dallas, Tx
- P••••••••• E••••• G••••• L•• unclassifiedJan 23, 2001 to Jul 1, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•• F•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••left Jun 21, 2013, registered Jun 11, 2013 (-10 days) · Other
- W•••• F•••• A••••••• to W•• F•••••••• S•••••••• L••left May 24, 2005, registered May 10, 2005 (-14 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address