RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B••• H••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 18, 2014 · Ironton, Oh
- C••••••• F•••••••• S••••••••• L•• state registered currentsince Jul 2, 2002 · Ironton, Oh
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerJul 7, 2000 to Mar 21, 2014 · Barboursville, Wv
- C••••••• F•••••••• S••••••••• L•• state registeredNov 29, 1999 to Dec 31, 2006 · Ironton, Oh
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to C••••••• F•••••••• S••••••••• L••left Mar 21, 2014, registered Jul 2, 2002 (-4280 days) · Other
- C••••••• F•••••••• S••••••••• L•• to S••••• A••• I••••••••• A•••••• S•••••••• I•••left Dec 31, 2006, registered Jul 7, 2000 (-2368 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address