DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• J••••••

R••••••••• W••••• M••••••••• L••independent RIAFlower Mound, Tx IA-onlyIAPD 2788224

Certified Financial Planner · Chartered Financial Consultant · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

2 y

since Apr 5, 2024

In the industry

30 y

since Sep 4, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••••••• W••••• M••••••••• L•• independent RIA current
since Apr 5, 2024 · Upper St. Clair, Pa
O••• F•••••••• S•••••••• L•• independent RIA
Mar 16, 2020 to May 8, 2024 · Superior, Co
S•••••• W••••• M••••••••• L•• unclassified
May 22, 2017 to May 15, 2020 · Suprior, Co
A•••••• A••••••• S••••••• former
May 18, 2007 to May 1, 2017 · Dallas, Tx
R•••• I••••••••• A••••••• I••• unclassified
Sep 10, 2004 to Jan 21, 2005 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

O••• F•••••••• S•••••••• L•• to R••••••••• W••••• M••••••••• L••
left May 8, 2024, registered Apr 5, 2024 (-33 days) · RIA to RIA
S•••••• W••••• M••••••••• L•• to O••• F•••••••• S•••••••• L••
left May 15, 2020, registered Mar 16, 2020 (-60 days) · Other
A•••••• A••••••• S••••••• to S•••••• W••••• M••••••••• L••
left May 1, 2017, registered May 22, 2017 (21 days) · Other
R•••• I••••••••• A••••••• I••• to A•••••• A••••••• S•••••••
left Jan 21, 2005, registered May 18, 2007 (847 days) · Other

Signals

J••• J•••••• left O••• F•••••••• S•••••••• L•• for R••••••••• W••••• M••••••••• L•• (registered 2024-04-05)
May 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address