DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C•••••• S••••

C••••••••• F•••••••• S•••••••independent RIAVienna, WvIA-onlyIAPD 2789645

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

3 y

since Apr 11, 2023

In the industry

30 y

since Aug 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• S••••••• independent RIA current
since Apr 11, 2023 · Vienna, Wv
A•••• P•••• A••••••• former
Jun 8, 2017 to Apr 28, 2023 · Parkersburg, Wv
C••••••••• F•••••••• S•••••••• L•• former
Sep 1, 2010 to Jul 6, 2017 · Parkersburg, Wv
L•• F•••••••• L•• BD affiliated
Apr 2, 2003 to Dec 21, 2011 · Parkersburg, Wv
E•••••••• A•••••••• L•• national BD
Jan 11, 2000 to Apr 14, 2003 · Parkersburg, Wv

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to C••••••••• F•••••••• S•••••••
left Apr 28, 2023, registered Apr 11, 2023 (-17 days) · Affiliated broker-dealer or bank to a newly registered adviser
C••••••••• F•••••••• S•••••••• L•• to A•••• P•••• A•••••••
left Jul 6, 2017, registered Jun 8, 2017 (-28 days) · Other · moved with a team
L•• F•••••••• L•• to C••••••••• F•••••••• S•••••••• L••
left Dec 21, 2011, registered Sep 1, 2010 (-476 days) · Other
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Apr 14, 2003, registered Apr 2, 2003 (-12 days) · Other

Signals

M•••••• C•••••• S•••• left A•••• P•••• A••••••• for C••••••••• F•••••••• S••••••• (registered 2023-04-11)
Apr 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address