DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elizabeth Andrea Allen
Feed of 09/14/2026
Also filed as Liz Allen
At current firm
8 y
since Mar 19, 2018
In the industry
29 y
since Nov 1, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Mar 19, 2018 · Heathrow, Fl
- B. C. Ziegler And Company formerJan 9, 2017 to Mar 21, 2018 · Heathrow, Fl
- Ameriprise Financial Services, LLC national BDFeb 18, 2009 to Dec 13, 2016 · Orlando, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 26, 2006 to Feb 12, 2009 · Lake Mary, Fl
- Charles Schwab & Co., Inc. national BDFeb 20, 2003 to Feb 24, 2006 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- B. C. Ziegler And Company to Stifel, Nicolaus & Company, Incorporatedleft Mar 21, 2018, registered Mar 19, 2018 (-2 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to B. C. Ziegler And Companyleft Dec 13, 2016, registered Jan 9, 2017 (27 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Feb 12, 2009, registered Feb 18, 2009 (6 days) · Wirehouse to affiliated broker-dealer or bank
- Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Feb 24, 2006, registered Apr 26, 2006 (61 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address