L•••• B••••

C•••••••• G••••• M•••••• I•••BD affiliatedGreenwich, Ct dual registrantIAPD 2790921

Feed of 09/15/2026

Also filed as L•••• F•••••••• B••••

At current firm

8 y

since Aug 6, 2018

In the industry

29 y

since Jan 16, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Aug 6, 2018 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 22, 2013 to Jul 31, 2018 · New York, Ny
B••••••• C•••••• I••• former
Apr 18, 2011 to Aug 31, 2011 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Jul 31, 2018, registered Aug 6, 2018 (6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 31, 2011, registered Apr 22, 2013 (600 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address