E••• A••• J•••••

• A•• W••••• M••••••••• state registered current
  since Jan 1, 2026 · Encino, Ca
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 21, 2016 to May 18, 2018 · Encino, Ca
• N•• A•••••• S•••••••• L•• former
  Sep 9, 2009 to Sep 22, 2016 · Austin, Tx
• M••••• S•••••• C••••••••• unclassified
  Dec 16, 2003 to Sep 8, 2009 · West Los Angeles, Ca

• K••••• A••••••• S•••••••• L•• to A•• W••••• M•••••••••
  left May 18, 2018, registered Jan 1, 2026 (2785 days) · Affiliated broker-dealer or bank to a state-registered adviser
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 21, 2016 (-154 days) · corporate re-registration, not a move
• M••••• S•••••• C••••••••• to N•• A•••••• S•••••••• L••
  left Sep 8, 2009, registered Sep 9, 2009 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address