M••• R••••••

• C••••••• S••••••••• I••• BD affiliated current
  since Dec 8, 2015 · Medford, Ma
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 4, 2009 to Aug 17, 2015 · Wellesley Hills, Ma
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Oct 20, 2004 to Oct 23, 2009 · Burlington, Ma
• Q•••• • R•••••• I••• unclassified
  Jul 31, 2003 to Oct 20, 2004 · Hartford, Ct

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
  left Aug 17, 2015, registered Dec 8, 2015 (113 days) · Other · moved with a team
• B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Oct 23, 2009, registered Nov 4, 2009 (12 days) · corporate re-registration, not a move
• Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address