DFX Intelligence
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Registered advisor
J••••• J•••• F•••••••
Feed of 09/14/2026
At current firm
10 y
since Jul 28, 2016
In the industry
29 y
since Oct 8, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 28, 2016 · Burr Ridge, Il
- U•• F•••••••• S••••••• I••• wirehouseMar 18, 2005 to Aug 18, 2016 · Chicago, Il
- M••••• S•••••• D• I••• unclassifiedMar 24, 1998 to Mar 22, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to K••••• A••••••• S•••••••• L••left Aug 18, 2016, registered Jul 28, 2016 (-21 days) · Other · moved with a team
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Mar 22, 2005, registered Mar 18, 2005 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address