S•••• F••••• G•••••

• B• R•••• W••••• A•••••••• I••• BD affiliated current
  since Jul 27, 2022 · Chicago, Il
• R•• C•••••• M••••••• L•• national BD
  May 27, 2005 to Nov 10, 2016 · Chicago, Il
• U•• F•••••••• S••••••• I••• wirehouse
  Aug 30, 2002 to Jun 14, 2005 · Northbrook, Il
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 9, 2001 to Sep 11, 2002 · Highland Park, Il

• R•• C•••••• M••••••• L•• to B• R•••• W••••• A•••••••• I•••
  left Nov 10, 2016, registered Jul 27, 2022 (2085 days) · Affiliated broker-dealer or bank to another
• U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
  left Jun 14, 2005, registered May 27, 2005 (-18 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
  left Sep 11, 2002, registered Aug 30, 2002 (-12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address