DFX Intelligence
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Registered advisor
V•••••• D••••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedMayfield Heights, Ohdual registrantIAPD 2806574
Feed of 09/14/2026
Also filed as V•••••• D••••••••
At current firm
12 y
since Nov 21, 2013
In the industry
30 y
since Jan 1, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 21, 2013 · Mayfield Heights, Oh
- A•••••• A••••••• S••••••• formerMay 19, 1999 to Nov 29, 2013 · Mayfield Heights, Oh
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 29, 2013, registered Nov 21, 2013 (-8 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address