RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A•••••• B••••
- A••••••• I••••••••• A•••••••• L•• independent RIA currentsince Jan 8, 2026 · Torrance, Ca
- O•• P••••••• formerJul 30, 2021 to Jan 5, 2026 · Dallas, Tx
- W••••••••• P•••••••• L•• independent RIASep 25, 2020 to Jul 30, 2021 · Torrance, Ca
- P•••••• A••••••••• A••••••• G••••• L•• formerJun 24, 2011 to Apr 4, 2013 · Pasadena, Ca
- B••••• A••••••• L•• formerAug 24, 2009 to Sep 25, 2020 · Pasadena, Ca
- O•• P••••••• to A••••••• I••••••••• A•••••••• L••left Jan 5, 2026, registered Jan 8, 2026 (3 days) · RIA to RIA · moved with a team
- W••••••••• P•••••••• L•• to O•• P•••••••left Jul 30, 2021, registered Jul 30, 2021 (0 days) · RIA to a newly registered adviser · moved with a team
- B••••• A••••••• L•• to P•••••• A••••••••• A••••••• G••••• L••left Sep 25, 2020, registered Jun 24, 2011 (-3381 days) · Other
- P•••••• A••••••••• A••••••• G••••• L•• to W••••••••• P•••••••• L••left Apr 4, 2013, registered Sep 25, 2020 (2731 days) · Other
- Sarah Abigail Brace left Org Partners for Ascentis Independent Advisors, Llc (registered 2026-01-08)Jan 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address