RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• K••••• Y•••••
- Y••••• C•••••• M••••••••• L•• asset manager currentsince Apr 5, 2021 · Bloomfield Hills, Mi
- L••• independent RIAJun 23, 2011 to Apr 1, 2021 · Bloomfield Hills, Mi
- W•••• A•••• M••••••••• I••• formerSep 29, 2008 to May 27, 2011 · Detroit, Mi
- C••••••• S••••••••• formerFeb 6, 2008 to Jun 1, 2011 · Birmingham, Mi
- L••• to Y••••• C•••••• M••••••••• L••left Apr 1, 2021, registered Apr 5, 2021 (4 days) · Other · moved with a team
- C••••••• S••••••••• to W•••• A•••• M••••••••• I•••left Jun 1, 2011, registered Sep 29, 2008 (-975 days) · channel change inside one enterprise, not a move
- W•••• A•••• M••••••••• I••• to L•••left May 27, 2011, registered Jun 23, 2011 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address