DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tuyen Le Pham
Feed of 09/15/2026
At current firm
10 y
since Feb 4, 2016
In the industry
29 y
since May 5, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince Feb 4, 2016 · Santa Barbara, Ca
- Signator Investors, Inc. formerDec 28, 2015 to Feb 25, 2016 · Santa Ana, Ca
- Signator Financial Services, Inc. formerMay 21, 2013 to Dec 28, 2015 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- Signator Investors, Inc. to World Investment Advisors, LLCleft Feb 25, 2016, registered Feb 4, 2016 (-21 days) · Other
- Signator Financial Services, Inc. to Signator Investors, Inc.left Dec 28, 2015, registered Dec 28, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address