RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•••••• G•••••
- M••••• C•••••• A•••••••• L•• independent RIA currentsince Jan 21, 2022 · Pearland, Tx
- M••••• C•••••• A•••••••• L•• independent RIAMar 20, 2015 to Dec 31, 2021 · Pearland, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 8, 2009 to Aug 14, 2014 · Sugar Land, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 26, 1998 to May 27, 2009 · Houston, Tx
- A••••••••• F•••••••• S•••••••• L•• to M••••• C•••••• A•••••••• L••left Aug 14, 2014, registered Mar 20, 2015 (218 days) · Other
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left May 27, 2009, registered May 8, 2009 (-19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address