RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J••••• K•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 5, 2021 · Elkhorn, Ne
- A•••• P•••• A••••••• formerNov 21, 2012 to Dec 31, 2014 · Lavista, Ne
- B••••• • Y•••• A•••••••• I••• formerFeb 25, 2009 to Dec 6, 2010 · La Vista, Ne
- S••••••••• A•••••• A•••••••• I••• formerJul 23, 2003 to Aug 6, 2021 · La Vista, Ne
- S••••••••• A•••••• A•••••••• I••• to B••••• • Y•••• A•••••••• I•••left Aug 6, 2021, registered Feb 25, 2009 (-4545 days) · Other
- A•••• P•••• A••••••• to L•• F•••••••• L••left Dec 31, 2014, registered Aug 5, 2021 (2409 days) · Other
- B••••• • Y•••• A•••••••• I••• to A•••• P•••• A•••••••left Dec 6, 2010, registered Nov 21, 2012 (716 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address