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Registered advisor
T•• D••••• S•••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Tod S•••••••
At current firm
18 y
since Dec 18, 2007
In the industry
29 y
since Mar 6, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 18, 2007 · North Cape May, Nj
- O•••• I••••••••• I••• BD affiliatedFeb 13, 2006 to Dec 7, 2007 · Meriden, Ct
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 10, 2002 to Mar 9, 2006 · Egg Harbor City, Nj
Moves
a registration end followed by a registration begin elsewhere
- O•••• I••••••••• I••• to L•• F•••••••• L••left Dec 7, 2007, registered Dec 18, 2007 (11 days) · Other
- C•••••••• G••••• M•••••• I••• to O•••• I••••••••• I•••left Mar 9, 2006, registered Feb 13, 2006 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address