DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Donald Michael Keegan

Centaurus Financial, Inc.BD affiliatedHuntington, Ny dual registrantIAPD 2836016

Feed of 09/15/2026

Also filed as Donald Michael Keegan

At current firm

1 y

since Feb 28, 2025

In the industry

29 y

since Mar 31, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Centaurus Financial, Inc. BD affiliated current
since Feb 28, 2025 · Huntington, Ny
Ic Advisory Services, Inc. former
Jan 5, 2024 to Feb 21, 2025 · Bedminster, Nj
Ic Advisory Services, Inc. former
Aug 8, 2016 to Dec 31, 2023 · Huntington, Ny
Investors Capital Advisory former
Jan 6, 2010 to Aug 4, 2016 · Lynnfield, Ma
Eastern Point Advisors Inc. unclassified
May 21, 2003 to Dec 31, 2004 · Huntington, Ma

Moves

a registration end followed by a registration begin elsewhere

Ic Advisory Services, Inc. to Centaurus Financial, Inc.
left Feb 21, 2025, registered Feb 28, 2025 (7 days) · Affiliated broker-dealer or bank to another
Investors Capital Advisory to Ic Advisory Services, Inc.
left Aug 4, 2016, registered Aug 8, 2016 (4 days) · Other
Eastern Point Advisors Inc. to Investors Capital Advisory
left Dec 31, 2004, registered Jan 6, 2010 (1832 days) · corporate re-registration, not a move

Signals

Donald Michael Keegan left Ic Advisory Services, Inc. for Centaurus Financial, Inc. (registered 2025-02-28)
Feb 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address