RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Apr 16, 2025 · Fairfield, Nj
• F•••• A••••• A••••••• S•••••••• I••• former
  Jun 17, 2015 to Aug 10, 2016 · Fairfield, Nj
• S•• I••••••••• I••• former
  Mar 2, 2007 to Jun 16, 2015 · Fairfield, Nj
• O••••••••• • C•• I••• BD affiliated
  May 17, 2004 to Mar 12, 2007 · Florham Park, Nj
• M••••• S•••••• D• I••• unclassified
  May 22, 2002 to Apr 30, 2004 · Fairfield, Nj

• F•••• A••••• A••••••• S•••••••• I••• to L•• F•••••••• L••
  left Aug 10, 2016, registered Apr 16, 2025 (3171 days) · Other
• S•• I••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
  left Jun 16, 2015, registered Jun 17, 2015 (1 days) · Other · moved with a team
• O••••••••• • C•• I••• to S•• I••••••••• I•••
  left Mar 12, 2007, registered Mar 2, 2007 (-10 days) · Other
• M••••• S•••••• D• I••• to O••••••••• • C•• I•••
  left Apr 30, 2004, registered May 17, 2004 (17 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address